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Differential
Diagnosis of Spiritual Crisis & Psychotic Disorders
The
DSM-IV highlights the need for cultural sensitivity when clinicians
assess for schizophrenia in socioeconomic or cultural situations different
from their own:
Ideas
that may appear to be delusional in one culture (e.g., sorcery and witchcraft)
may be commonly held in another. In some cultures, visual or auditory
hallucinations with a religious content may be a normal part of religious
experience (e.g., seeing the Virgin Mary or hearing God's voice). (p.
281)
Criteria
for making the differential diagnosis between psychopathology and authentic
spiritual experiences have been proposed by Agosin [1],
Grof and Grof [2] and Lukoff [3].
There is considerable overlap among the proposed criteria. Ken Wilber
argues that confusion in distinguishing intense spiritual experiences
from psychosis has been created by failing to make the critical distinction
between pre-rational states and authentic transpersonal states. This "pre/trans
fallacy" has been perpetuated:
Since
both prepersonal and transpersonal are, in their own ways, nonpersonal,
then prepersonal and transpersonal tend to appear similar, even identical,
to the untutored eye.
(Wilber, p.
125 [4])
The
diagnostic criteria listed below were originally published in the Journal
of Transpersonal Psychology in 1985, in an article entitled Diagnosis
of Mystical Experience with Psychotic Features. The use of operational
criteria is intended to identify cases of spiritual emergency with a high
degree of accuracy (validity) and consistency across different diagnosticians
(reliability). The specific criteria proposed below represent hypotheses
that must be subjected to studies to determine whether they achieve acceptable
levels of interrater agreement and whether they accurately identify positively
transforming experiences.
Diagnostic
Criteria for Spiritual Emergency
- Phenomenological
overlap with one of the types of spiritual emergency
- Prognostic
signs are indicative of a positive outcome
- The
person is not a significant risk for homicidal or suicidal behavior
1.
Phenomenological overlap with one of the types of spiritual emergency
Criterion
1 is based on the clinician's ability to recognize phenomenological characteristics
of the types of spiritual emergency. I have proposed five criteria by
which phenomenological overlap with a mystical experience can be identified.
Assessment of overlap for other types can be based on the phenomenology
as described in Lesson
3
Types of Spiritual Problems
on. The critiera below are presented as an example for Mystical Experience
problems.
a)
ecstatic mood
The
most consistent feature of the mystical experience is elevation of mood.
Laski (1968) describes it as a state with "feelings of a new life,
another world, joy, salvation, perfection, satisfaction, glory" (cited
in Perry [5] p. 84). Bucke [6]
examined the experiences of well-known mystics, leaders, and artists,
as well as his own mystical experience, and noted they all shared "a
sense of exultation, of immense joyousness (p. 9). James [7]
also points to the "mystical feeling of enlargement, union and emancipation"
(p. 334), and claims that "mystical states are more like states of
feeling than like states of intellect" (p. 300).
b)
sense of newly-gained knowledge
Feelings
of enhanced intellectual understanding and the belief that the mysteries
of life have been revealed are commonly reported in mystical experiences
(Leuba [8]). James [7]
describes this phenomenon of newly-gained knowledge ("gnoesis")
as states of insight into the depths of truth unplumbed by the discursive
intellect. They are illuminations, revelations, full of significance and
importance (p. 33). Jacob Boehme, a seventeenth-century shoemaker whose
mystical experience ushered in a new vocation as a nature philosopher,
reported: "In one-quarter of an hour, l saw and knew more than if
I had been many years together at a university. For I saw and knew the
being of all things" (cited in Perry [5] p. 92).
c)
perceptual alterations
Mystical
experiences often involve perceptual alterations ranging from heightened
sensations to auditory and visual hallucinations. Boehme felt himself
surrounded by light during his mystical experience. Visual and auditory
hallucinations with religious content are also common, e.g., Saint Therese
saw angels and Saint Paul heard the voice of Jesus Christ saying "Paul,
Paul, why persecutest thou me?' (Acts: 3-4).
d)
delusions with specific themes related to mythology
James
[7] and Neuman [9]
have both commented on the diversity of content in mystical experiences
across time and cultures. The mystical experience does not have
specific
intellectual content of its own. It is capable of forming matrimonial
alliances with material furnished by the most diverse philosophies and
theologies. (James [7] p. 333)
Electronic
media have greatly increased the repertoire of cultural material available
for incorporation into both mystical and psychotic experiences. Individuals
who in the past might have claimed to be St. Luke, may now claim to be
Luke Skywalker.
However,
John
Perry, MD, points out that below the surface level of specific identities
and beliefs are thematic similarities in the accounts of patients whose
psychotic episodes have good outcomes:
There
appears to be one kind of episode which can be characterized by its
content, by its imagery, enough to merit its recognition as a syndrome.
In it there is a clustering of symbolic contents into a number of major
themes strangely alike from one case to another (p.9).
Based
on Perry's research and other accounts of patients with positive outcomes,
the following eight themes were identified as occurring commonly in spiritual
emergencies
1.
Death: being dead, meeting the dead or meeting Death
2. Rebirth: new identity, new name, resurrection, apotheosis to god,
king or messiah
3. Journey: Sense of being on a journey or mission
4. Encounters with Spirits: demonic forces and/or helping spirits
5. Cosmic conflict: good/evil, communists/Americans, light/dark, male/female
6. Magical powers: telepathy, clairvoyance, ability to read minds, move
objects
7. New society: radical change in society, religion, New Age, utopia,
world peace
8. Divine union: God as father, mother, child; Marriage to God, Christ,
Virgin Mary, Radha or Krishna
In
contrast, not all delusions have content related to the eight mythic themes
described above. The following statements from schizophrenic patients
with whom I have worked illustrate different themes.
My
brain has been removed.
A transmitter has been implanted into my brain and broadcasts all my
thoughts to others.
My parents drain my blood every night.
The Mafia is poisoning my food and trying to kill me.
My thoughts are being stolen and it interferes with my ability to think
clearly.
The person claiming to be my wife is only impersonating her; she's not
my wife.
Familiarity
with the range and variation of content in myth, religion and psychosis
is essential for determining which delusions have mythic themes.
e)
absence of conceptual disorganization
Some
psychotic patients have cognitive deficits which cause them difficulty
with their basic thought processes. For example, a person with schizophrenia
complained, "I get lost in the spaces between words in sentences.
I can't concentrate, or I get off onto thinking about something else"
(in Estroff [10] p. 223). Systematic
comparisons of first person accounts of mystical experiences and schizophrenia
have found that "Thought blocking and other disturbances in language
and speech do not appear to accompany the mystical experience" (Buckley
p. 521). Therefore, the presence of conceptual disorganization, as evidenced
by disruption in thought, incoherence and blocking, would indicate the
person is experiencing something other than a spiritual emergency.
2.
Prognostic signs are indicative of a positive outcome
Criterion
2 is based on research-validated good prognostic indicators that help
predict positive long term outcome. The features listed below are based
on a survey of the outcome literature (Lukoff, 1986).
Good prognostic indicators include:
1)
good pre-episode functioning
2) acute onset of symptoms during a period of 3 months or less
3) stressful precipitant to the psychotic episode
4) a positive exploratory attitude toward the experience.
3.
The person is not a significant risk for homicidal or suicidal behavior
Criterion
3 concerns issues which might require treatment in a restricted environment.
Psychotic disorders can be the basis for homicidal and suicidal behaviors.
Both John Lennon and President Reagan were shot by persons with previously
diagnosed psychotic disorders. Arieti & Schreiber [11]
have described the case of a multiple murderer whose auditory hallucinations
from God and delusions of being on a religious mission fueled his bizarre
and bloody killings.
Assessment
of dangerousness and suicidality are legal responsibilities of licensed
mental health professionals. This exclusionary criterion should be implemented
only if the danger seems imminent. Behavior which appears bizarre, but
presents no risk to self or others, does not warrant use of this criterion.
Even
with the use of these criteria, it is often difficult to distinguish spiritual
emergencies from episodes of mental disorder. Agosin (1991) has pointed
out that, "Both
are an attempt at renewal, transformation, and healing" (p. 52).
Zen
Master Jakusho Kwong Roshi observed that powerful spiritual awakenings
can have varied outcomes,
Anybody
with a body and mind can experience realization. Often they don't
tell anybody because they think it is strange. They either keep it
quiet, go crazy, or their search leads them to a teacher who can explain
their situation.
Differential
Diagnosis of Intense Religious Experiences and Psychotic Symptoms
Based
on their experience working with an ultra-orthodox Jewish sect in Israel,
Greenberg and Witzum [12] have proposed
the following criteria to distinguish between normative strictly religious
beliefs and experiences from psychotic symptoms:
1.
Psychotic experiences are very personal, e.g., may involve special messages
from religious figures.
2. The details of psychotic experiences exceed accepted beliefs, e.g.,
they are more intense than normative religious experiences in their
religious community.
3. The person in a psychotic episode may be terrified by the experience
rather than excited by it.
4. The person in a psychotic episode is preoccupied by the experience
and can think of little else.
5. The onset of the experience is associated with deterioration of social
skills and personal hygiene.
These
criteria should be viewed as guidelines and applied in a culturally and
contextually sensitive manner. Some genuine intense religious experiences
can be awesome and frightening, can preoccupy the individual for a period
of time, and can lead to the performance of private rituals. In addition,
Greenberg and Witzum (1991) point out that, "Differentiating religious
beliefs and rituals from delusions and compulsions is difficult for therapists
ignorant of the basic tenants of that religion (p. 563).
Case
Example
The
application of these diagnostic criteria is illustrated in the
Diagnostic
Example
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REQUIRED
QUIZ ITEM:
28
Hearing
Voices
Hearing voices
when no one is present is
a) a sign of a
spiritual emergency b) a symptom of a mental disorder c) potentially
a or b
Record your answer
for later insertion into the Quiz.
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References
1 Agosin,
T. (1992). Psychosis, dreams and mysticism in the clinical domain. In
F. Halligan & J. Shea (Eds.), The fires of desire. New York: Crossroad.

2
Grof, S., & Grof, C. (Eds.). (1989). Spiritual emergency: When personal
transformation becomes a crisis. Los Angeles: Tarcher. 
3
Lukoff, D. (1985). The diagnosis of mystical experiences with psychotic
features. Journal of Transpersonal Psychology, 17(2), 155-181. 
4
Wilber, K. (1980).The pre/trans fallacy. Re-Vision, 3, 51-72. 
5
Perry, J. (1974). The far side of madness. Englewood Cliffs, NJ:Prentice
Hall. 
6
Bucke, R. (1969). Cosmic Consciousness. New York: Dutton. 
7
James W (1961). The varieties of religious experience. New York: MacMillan.

8
Leuba J H (1929). Psychology of religious mysticism. New York: Harcourt
and Brace. 
9
Neumann E (1964) Mystical man. In J Campbell (Ed), The mystic vision.
Princeton, NJ: Princeton University Press. 
10
Estroff, S. (1981). Making it crazy. Berkeley: Univ. California
Press. 
11
Arieti, S. and Schreiber, F. (1981). Multiple murders of a schizophrenic
patient. J American Academy of Psychoanalysis, 9(2), 501-529. 
12
Greenberg, D. and E. Witztum (1991). "Problems in the treatment of religious
patients." American Journal of Psychotherapy 45(4): 554-565.
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